Stock Loans, Free trading and Restricted Rule 144 stock loans. Financing Stock Loans all stock exchanges, Free Trading Stock Loans to 90% LTV, Stock
Loans, Restricted rule 144 and Free trading stock loan, Lender provides Stock Loans for Restricted
Stock, Equipment refinancing sale-leaseback, Leasing, Unsecured Business Lines of Credit, Working Capital
Loans, Business Finance, Real Estate Mortgage Loams.
Nationwide Since 1992
SALE and
REACQUISITION of RESTRICTED STOCK
STRUCTURED AS A SALE AND BUY-BACK FACILITY.
STOCK
SECURED FUNDING:
Incorporating
comprehensive equities based funding solutions
for Free Trading and Restricted / Rule 144 stock.
The following funding options are available to qualified clients,
and securities. See the following overview of each of the
five options.
1) Restricted /
Rule 144 Stock Secured Loans
2) RESTRICTED
SHARES: ACQUISITION and BUY BACK Loan Program
3) Stock Acquisition and Buy Back –
Restricted Shares
4) Free Trading Stock Secured Loans / Up to 90% LTV
5) Options / Warrants Financing
6) Margin Loan Take-outs
RESTRICTED SHARES:
STOCK
ACQUISITION and BUY BACK
In the case where a client has restricted stock that has been
held for more than 6 months, (for a Non-Affiliate)
(12 months for an Affiliate) underwriting will undertake a
stock sale with buy back. It is a straightforward transaction,
and if approved, the stock will be purchased from the client at
a discount and provide the client with a buy back option for
the same amount plus a premium, which will be equivalent to
the current Prime rate plus 1% annualized. The funding
amount for this option is determined using the same funding
criteria used for free trading shares as outlined above,
however, institutes an annualized premium that is paid upon
the reacquisition of the shares instead of monthly interest
payments and stays in effect for a period of 12 months.
RESTRICTED
/ RULE 144 STOCK LOANS:
Restricted / Rule
144 stock secured loans are structured non-
recourse, and non-callable, and feature 2 -3 year terms with
1 – 2 year lockup periods. There
is no upside participation of
the stock, which means the borrower gets the full benefit of any
appreciation of the value of the pledged stock (s) during
the term of the loan.
Benefits: Non Recourse with No Margin Calls
NASDAQ small cap, OTCBB, TSX,
LSE
Security:
Pledged stock is only security
Loan
Minimum: $100,000
Loan
Amount:
A maximum loan facility of $10,000,000
USD per loan - larger loan amounts for
borrower provided on a per case basis
Trading
Price:
$0.50
minimum
Loan-To-Value:
15%
to 50%+, of Security’s value
Rate
of Interest:
2%
over prime (variable)
Loan
Repayment:
Repayment may be made following lockup
period, or may forfeit Security to satisfy
debt obligation, even if stock value declines
Prepayment:
No prepayment penalty following
lockup period
Maximum
Security: Cannot accept more than 5% of the fully
diluted total issued and outstanding shares
of any one public company (per case basis)
__________________________________________________
FREE
TRADING STOCK SECURED LOANS:
Free trading
stock secured loans are non-recourse, non-
callable, and open ended with no lockup period, which may be
closes out the loan any time after 30 days, refinanced, or
otherwise liquidated at a time that is economically
advantageous to do so to repay the loan.
Also, there is no
upside participation of the stock, which means the borrower
gets the full benefit of any appreciation of the value of the
pledged stock (s) (including any dividend payments) during the
term of the loan.
Benefits:
Open Ended, Non-Recourse with
No Margin Calls
Stock
Exchanges:
NYSE, AMEX, NASDAQ NMS,
NASDAQ small cap, OTCBB, TSX,
CDNX, LSE, Pink Sheets, and
certain international exchanges
Security:
Pledged stock is only security
Minimum
Loan:
$100,000
USD
Loan
Amount:
A maximum loan facility of
$10,000,000 USD per loan - larger loan
amounts for borrower provided on a
per case basis
Disbursements:
Loans are provided in one disbursement
Trading
Price:
$0.05
minimum
Share
Volume:
5,000 daily share volume and above
(average 3-month volume)
Loan-To-Value:
30%
to 90% of Security’s value
Loan
Term:
Open ended – up to 5 years
Rate
of Interest:
1%
over prime (variable)
Loan
Repayment:
Option to repay, refinance (twice a
year), or to forfeit Security to satisfy
debt obligation
Prepayment:
No prepayment penalty
Maximum
Security:
Cannot accept as Security, not more
than 5% of the fully diluted total issued
and outstanding shares of any one public
company (per case basis)
____________________________________________________
OPTIONS
/ WARRANTS FINANCING:
Financing is available to clients that have vested or
non-
vested options or warrants that a client wishes to exercise but
lacks the cash to complete. The options and warrants will
need to be free trading upon exercising for the client to
participate in this funding program.
___________________________________________________
MARGIN LOAN
TAKE-OUTS:
Providing
a Free Trading Stock Secured Loan to qualified
clients that have pledged their stock for a callable margin
loan with a bank or brokerage by taking out the existing
margin loan at the corresponding institution and provide a
higher loan-to-value loan in a non-recourse and
non-callable environment.
NOTE: This
forgoing stock program overview, is not to be construed
as tax planning,
investment, buy-sell, or legal advice. Allbex Financial
is not a securities company or
broker/dealer We are acting in an agent /
intermediary capacity by way of referrals to our "Trust Fund"
underwriter
source, and do not offer
or sell these types of programs.
Stock Loan Inquiry Form
__________________________
Allbex Financial Partners reserve the right to modify
the forgoing at anytime without
notice, and Allbex Financial Partners is not a securities broker, and does
not
offer or give advice on stock or other securities, and advice is not given to
buy, sell,
or trade securities. The
forgoing is for informational purposes only.
Please
consult your tax or your SEC attorney.
LINKS
OF INTEREST:
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RULES & REGULATIONS
This page is designed to facilitate
the retrieval of information
regarding aged affiliate and aged non-affiliate
securities. From here,
those interested in borrowing against restricted
securities can access
the United States Securities and Exchange Commission,
specifically
the exact rule and regulation as written and approved by the SEC.
Also listed are known articles and periodicals related to stock lending,
restricted securities, and investments therein.
U.S.
Securities and Exchange Commission
Latest SEC Rulings
Rule 144A
Rule 144
_____________________________________________________
Brokers/Consultants, Welcome.
You are encouraged to submit
your transactions.
You will be protected and your clients
respected.
Send us a request for the Broker Registration Form
to:
allbexfinancial@sbcglobal.net
Attention: New Business Manager
Newport Beach, CA 92663
The Vista Del Lido Building, Suite 2E
Fax: 415-946-3307 (Internet Fax)
E-Mail: allbexfinancial@sbcglobal.net _________________________________________
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protected and that you receive the highest level of service. NOTICE:
Linked
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Financial Partners, and
Allbex Financial Partners is
not responsible for the content of any linked
site, any link contained in a linked site, or any changes or updates to such
sites. By using this web site you agree to do so at your own risk you
understand that the products or services offered at linked sites are
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__________________________________________
(C) Copyright 1992 - 2008 All Rights Reserved
working capital loans, equipment refinancing, equipment refinance, loan, sale lease back, finance, small business loans, business loans, equipment refinancing, equipment sale leaseback, working capital loan, business equipment loan, leasing, leaseback, business to business finance, corporate finance, business finance, funding source for business loans, commercial real estate lending, funding source for business loans for brokers, small business finance, medical equipment loan, commercial finance, working capital financing, working capital for business, hard money business loans, sale leaseback, medical equipment loans, business finance consultant, small business equipment loans, net working capital, small business working capital, equipment loans, equipment refinancing, hard money commercial finance, equipment loan, business capital, business finance funding loan small, stock loan, stock loans, 144 stock loans, business working capital loans, equipment refinance, business capital loans, business capital advance, business equipment loan, construction equipment loan, working capital loan, working capital loans, lender. Nationwide, Since 1992